SWK Holdings Corporation – Filings and Transcripts – BamSEC

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Key Exhibits

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SEC EDGAR

Financials Filter

ended 09/30/24 Q3

ended 06/30/24 Q2

ended 03/31/24 Q1

ended 12/31/23 FY 2023

ended 09/30/23 Q3

Prospectuses and Registrations Filter

Registration of securities on exchange

Prospectus supplement with pricing info

Free writing prospectus

Initial registration of new securities – amended

Initial registration of new securities – amended

Ownership Filter

Cannell Capital LLC

Julian Orlando Carlson 1997 a Trust

Owen Augustus Carlson 1997 a Trust

Asgard Investment Corp., Carlson Clint Duane, Carlson Capital GP, L.P.

Carlson Foundation

News Filter

Investor Presentation

Announces Financial Results for Third Quarter 2024

Change in Directors, Officers or Compensation

Investor Presentation

Announces Financial Results for Second Quarter 2024

Proxies Filter

Additional info about upcoming vote

Definitive proxy

Definitive proxy

Definitive proxy

Preliminary proxy

Other Filter

Scanned paper annual report submission

Notice of effectiveness

Correspondence with the SEC

Correspondence with the SEC