Hennessy Advisors Inc. – Indentures – BamSEC

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from 10-K 8 pages Description of the Registrant’s Securities Registered Pursuant to Section 12 of the Securities Exchange Act of 1934

from 8-K 18 pages First Supplemental Indenture Between Hennessy Advisors, Inc. and U.S. Bank National Association, Trustee Dated as of October 20, 2021 First Supplemental Indenture

from 8-K 66 pages Indenture Dated as of October 20, 2021 Between Hennessy Advisors, Inc. and U.S. Bank National Association, as Trustee

from S-1/A 17 pages First Supplemental Indenture Between Hennessy Advisors, Inc. and U.S. Bank National Association, Trustee Dated as of October [●], 2021 First Supplemental Indenture

from S-1/A 69 pages Indenture Dated as of [ ], 2021 Between Hennessy Advisors, Inc. and U.S. Bank National Association, as Trustee

from 10-K 2 pages Description of the Registrant’s Securities Registered Pursuant to Section 12 of the Securities Exchange Act of 1934

from 10-K 2 pages Description of the Registrant’s Securities Registered Pursuant to Section 12 of the Securities Exchange Act of 1934

from S-8 ~5 pages Exhibit 4c - Option Award Agreement for Directors