Unigene Laboratories Inc – Filings and Transcripts – BamSEC

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ended 03/31/13 Q1

ended 12/31/12 FY 2012 – amended

ended 12/31/12 FY 2012

ended 09/30/12 Q3

ended 06/30/12 Q2 2012 – amended

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Commission order revoking registration

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Victory Park Capital Advisors, LLC

Victory Park GP II, LLC, Victory Park Credit Opportunities Intermediate Fund, L.P., Levy Richard N, Rnl Vpc, LLC, Jacob Capital, L.L.C., VPC Intermediate Fund II (Cayman), L.P., VPC Fund II, L.P., Victory Park Capital Advisors, LLC, Victory Park GP, LLC, Victory Park Credit Opportunities LP

Levy Richard N, Rnl Vpc, LLC, Jacob Capital, L.L.C., Victory Park GP II, LLC, VPC Fund II, L.P., Victory Park Capital Advisors, LLC

Victory Park Capital Advisors, LLC

Levy Richard N, Jacob Capital, L.L.C., Victory Park Capital Advisors, LLC, Victory Park Credit Opportunities LP, VPC Fund II, L.P., Victory Park GP II, LLC, VPC Intermediate Fund II (Cayman), L.P., Victory Park Credit Opportunities Intermediate Fund, L.P., Victory Park GP, LLC, Rnl Vpc, LLC

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Bankruptcy or Receivership, Increase/Acceleration of Financial Obligation or Off-Balance Sheet Arrangement, Change in Directors, Officers or Compensation

Material Definitive Agreement, Completion of Acquisition or Disposition of Assets, New Financial Obligation or Off-Balance Sheet Arrangement, Increase/Acceleration of Financial Obligation or Off-Balance Sheet Arrangement, Financial Statements or Exhibits

Material Definitive Agreement, New Financial Obligation or Off-Balance Sheet Arrangement, Unregistered Sales of Equity Securities, Financial Statements or Exhibits

Increase/Acceleration of Financial Obligation or Off-Balance Sheet Arrangement, Change in Directors, Officers or Compensation, Other Events

Material Definitive Agreement, New Financial Obligation or Off-Balance Sheet Arrangement, Unregistered Sales of Equity Securities, Financial Statements or Exhibits

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